-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IHpbih//KUD+F3PClmzCV3um1U6q0BfdxEFSON33FTCGw2u8OdqieCGfPLtgJY8Q XNtoXF7oSvzR749WJg9Xpg== 0000919574-01-500137.txt : 20010424 0000919574-01-500137.hdr.sgml : 20010424 ACCESSION NUMBER: 0000919574-01-500137 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010423 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HARBOR GLOBAL CO LTD CENTRAL INDEX KEY: 0001116616 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 522256071 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-59815 FILM NUMBER: 1608219 BUSINESS ADDRESS: STREET 1: 60 STATE STREET STREET 2: 18TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109-1820 BUSINESS PHONE: 6174224804 MAIL ADDRESS: STREET 1: 60 STATE STREET STREET 2: 18TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109-1820 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: S MUOIO & CO LLC CENTRAL INDEX KEY: 0001138996 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 509 MADISON AVE SUITE 406 CITY: NEW YORK STATE: NY ZIP: 10022 SC 13G 1 cm01834001ac6.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Amendment No.: * Name of Issuer: Harbor Global Co. Ltd. Title of Class of Securities: Common Stock, $0.0025 par value CUSIP Number: G64285 W10 0 (Date of Event Which Requires Filing of this Statement) December 13, 2000 Check the appropriate box to designate the rule pursuant to which this Schedule is filled: / / Rule 13d-1(b) /X/ Rule 13d-1(c) / / Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP Number: G64285 W10 0 1. Name of Reporting Person S. Muoio & Co. LLC 2. Check the Appropriate Box if a Member of a Group a. b. X 3. SEC Use Only 4. Citizenship or Place of Organization Delaware Number of Shares Beneficially Owned by Each Reporting Person With: 5. Sole Voting Power: 86,740 6. Shared Voting Power: 209,600 7. Sole Dispositive Power: 86,740 8. Shared Dispositive Power: 209,600 9. Aggregate Amount Beneficially Owned by Each Reporting Person 298,520 10. Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares 11. Percent of Class Represented by Amount in Row (9) 5.29% 12. Type of Reporting Person CO 2 Item 1(a) Name of Issuer: Harbor Global Co. Ltd. (b) Address of Issuer's Principal Executive Offices: 60 State Street, 16th Floor Boston, Massachusetts 02109-1820 Item 2(a) - (c). Name, Principal Business Address, and Citizenship of Person: S. Muoio & Co. LLC 509 Madison Avenue, Suite 406 New York, NY 10022 S. Muoio & Co. LLC: Delaware Limited Liability Company (d) Title of Class of Securities: Common Stock, $0.0025 par value (e) CUSIP Number: G64285 W10 0 Item 3. If this statement is filed pursuant to Rule 13d-1(b)(1) or 13d-2(b) or (c) check whether the person filing is: (a) / / Broker or dealer registered under Section 15 of the Act, (b) / / Bank as defined in Section 3(a)(6) of the Act, (c) / / Insurance Company as defined in Section 3(a)(19) of the Act, (d) / / Investment Company registered under Section 8 of the Investment Company Act, (e) / / Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940, (f) / / Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund, (g) / / Parent Holding Company, in accordance with Rule 13d-1(b)(ii)(G), (h) / / Savings association as defined in Section 3(b) of the Federal Deposit Insurance Act, 3 (i) / / Church plan excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act, (j) / / Group, in accordance with Rule 13d- 1(b)(1)(ii)(H). If this statement is filed pursuant to Rule 13d-1(c), check this box. /X/ Item 4. Ownership. (a) Amount Beneficially Owned: 298,520 (b) Percent of Class: 5.29% (c) S. Muoio & Co. LLC: 209,600 shares with shared power to vote or to direct the vote; 86,740 shares with sole power to vote or to direct the vote; 209,600 shares with shared power to dispose or to direct the disposition of; 86,740 shares with the sole power to dispose or to direct the disposition of Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following / /. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported by the Parent Holding Company. N/A Item 8. Identification and Classification of Members of the Group. N/A Item 9. Notice of Dissolution of the Group. N/A 4 Item 10. Certification. By signing below I certificate that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. S. MUOIO & CO. LLC By: /s/ Salvatore Muoio April 19, 2001 _______________________ _____________________ Name: Salvatore Muoio Date Title: Managing Member 5 01834001.AC6 -----END PRIVACY-ENHANCED MESSAGE-----